“首违不罚”政策在食品安全领域的适用与争议
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宁波财经学院国际经济贸易学院,浙江 宁波 315000

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邵将(1977—),女,宁波财经学院副教授,硕士。E-mail:qinpaicat@163.com

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教育部人文社会科学研究规划基金项目(编号:21YJA820018)


Application and controversy of "no penalty for first violation" policy in the field of food safety
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College of International Economics & Trade, Ningbo University of Finance & Economics, Ningbo, Zhejiang 315000, China

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    摘要:

    2021年修订的《中华人民共和国行政处罚法》第三十三条确立“首违不罚”制度后,该制度在食品安全领域的适用引发学界与实务界的广泛关注。文章以《中华人民共和国食品安全法》第一百二十六条为逻辑起点,结合市场监管总局《市场监管行政违法行为首违不罚清单(一)》及地方实践,如北京市“过期食品免罚需货值金额≤200元”、上海市“特殊食品混放销售免罚”规则,系统分析了食品安全领域“首违不罚”的适用逻辑与制度张力。该制度在回应优化营商环境政策导向的同时,面临《中华人民共和国行政处罚法》原则性规定与地方细则碎片化的冲突,以及食品安全高风险属性与企业容错空间的价值失衡。通过规范分析与实证考察,提出了一种构建全国统一的食品安全免罚裁量基准、建立“免罚+信用监管+再犯从重”联动机制、将高风险违法行为排除适用等优化路径,以期在保障食品安全与维护市场活力之间实现动态平衡。

    Abstract:

    After the revision of Article 33 of the Law of the People's Republic of China on Administrative Penalty in 2021 established the "no penalty for first violation" system, its application in the field of food safety has attracted significant attention from both academic and practical communities. This study starts with Article 126 of the Food Safety Law of the People's Republic of China, and combine with the List of Administrative Violations Not Subject to Penalties for First Offenses issued by the State Administration for Market Regulation and local practices, such as Beijing's rule that "expired food is exempt from penalty if the value of the goods is ≤200 yuan" and Shanghai's rule that "special foods sold together are exempt from penalty". The application logic and institutional tension of "no penalty for first violation" in the food safety domain are systematically analyzed. While responding to the policy orientation of optimizing the business environment, this system faces the conflict between the principle-based provisions of the Law of the People's Republic of China on Administrative Penalty and the fragmentation of local regulations, as well as the value imbalances between the high-risk nature of food safety and the fault-tolerance space for enterprises. Through normative analysis and empirical examination, an optimization path has been proposed, including establishing a unified national benchmark for food safety exemption from penalties, setting up a linkage mechanism of "exemption from penalty+credit supervision+heavier penalties for repeat offenders" and excluding high-risk illegal acts from application, to achieve a dynamic balance between ensuring food safety and maintaining market vitality.

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引用本文

邵将.“首违不罚”政策在食品安全领域的适用与争议[J].食品与机械,2026,42(4):81-87.
SHAO Jiang. Application and controversy of "no penalty for first violation" policy in the field of food safety[J]. Food & Machinery,2026,42(4):81-87.

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  • 收稿日期:2025-06-12
  • 最后修改日期:2025-11-15
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  • 在线发布日期: 2026-05-18
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